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CDSCO License for Oxygen saturation/pulse rate simulator

Medical Device Information

Important Notice for Class A Devices

Class A Non-sterile Non Measuring devices are exempt from MD5 and MD15 licenses. Only CDSCO registration is required as per GSR 777(E).

Device Class
Class A

Intended Use

An electronic instrument designed to simulate arterial oxygen saturation and/or pulse rate for testing and calibrating pulse oximeters, pulse oximeter probes and other related pulse oximetry devices.

Manufacturing License
MD5
Import License
MD15
CDSCO License for Oxygen saturation/pulse rate simulator

Comprehensive Guide to CDSCO Licensing for Oxygen Saturation/Pulse Rate Simulators (Class A)

Introduction: Understanding Your Device and Regulatory Importance

Oxygen saturation/pulse rate simulators are vital electronic instruments used to simulate arterial oxygen saturation and pulse rate, primarily for testing and calibrating pulse oximeters and related devices. Given their critical role in anesthesiology and patient monitoring, ensuring their compliance with the Central Drugs Standard Control Organization (CDSCO) regulations is paramount for manufacturers and importers aiming to enter the Indian medical device market.

At our consultancy, with over 25 years of experience and over 500 successful CDSCO license applications, we understand the nuances and complexities involved in obtaining regulatory approval for devices like the oxygen saturation/pulse rate simulator. This guide will walk you through the entire process, focusing specifically on Class A devices, aligning with the notification 29/Misc/03/2020-DC(177) dated 12.07.2021.

CDSCO Regulatory Framework for Oxygen Saturation/Pulse Rate Simulators

The CDSCO regulates medical devices under the Medical Device Rules (MDR) 2017, amended to streamline device approvals. Oxygen saturation/pulse rate simulators fall under Class A (low risk) devices. Their regulation focuses on ensuring safety and performance without imposing overly burdensome procedures.

The regulatory framework involves:

  • Classification of the device as Class A
  • Obtaining a Manufacturing License (MD5) if you manufacture in India
  • Obtaining an Import License (MD15) if you plan to import the device
  • Compliance with essential principles, quality management systems, and risk management

Risk Classification and License Requirements

Our oxygen saturation/pulse rate simulator is classified as Class A, as per CDSCO’s Medical Device Classification guidelines, which categorizes devices based on risk to patients and users. Class A devices are considered low risk and hence have a simplified licensing process.

For Class A devices, the following licenses apply:

  • Manufacturing License: MD5 License (Form MD3)
  • Import License: MD15 License (Form MD14)

Given that the device is Class A, the license is granted by the State Licensing Authority.

Manufacturing License Process (MD5) for Oxygen Saturation/Pulse Rate Simulators

The MD5 manufacturing license is essential if you intend to manufacture the oxygen saturation/pulse rate simulator within India. The process involves multiple steps:

  1. Test License Application (Form MD13): Apply for test license to manufacture the device for testing purposes. This usually takes about 1.5 to 2 months.
  2. Product Testing: Conduct testing of your device at CDSCO-approved laboratories to demonstrate compliance with essential performance criteria.
  3. Document Preparation: Prepare a comprehensive dossier including Device Master File, Plant Master File, Risk Management File, and Quality Management System documents.
  4. Application Submission (Form MD3): Submit the manufacturing license application via the CDSCO MD Online Portal.
  5. Audit by Notified Body: For Class A devices, an audit is conducted by a notified body from the Notified Bodies List.
  6. Query Resolution: Respond promptly to any queries raised by the CDSCO or notified body.
  7. License Grant (Form MD5): Upon successful audit and document verification, the manufacturing license is granted.

Manufacturing License Documents Required

To ensure a smooth application process, prepare the following documents meticulously:

  • Company Constitution (Incorporation Certificate, MOA, AOA)
  • Proof of ownership or lease of manufacturing premises
  • Details and qualification of technical staff
  • Fire No Objection Certificate (NOC)
  • Pollution Control Board NOC
  • Device Master File (DMF) detailing device specifications and design (Device Master File Guide)
  • Plant Master File (PMF) describing manufacturing processes (Plant Master File Guide)
  • Essential Principles Checklist confirming compliance with MDR 2017
  • Risk Management File as per ISO 14971 standards (Risk Management)
  • Test reports from CDSCO-approved labs (Testing Laboratories)
  • Labels and Instructions for Use (IFU)
  • Quality Management System (QMS) documents, preferably ISO 13485:2016 certification

Import License Process (MD15) for Oxygen Saturation/Pulse Rate Simulators

If your business model involves importing the oxygen saturation/pulse rate simulator into India, an Import License (MD15) granted by the Central Licensing Authority is mandatory.

The import license application steps include:

  1. Document Preparation: Compile all required documents including manufacturing license from the country of origin, Free Sale Certificate, ISO 13485:2016, CE certificate, Device and Plant Master Files, wholesale license, and company constitution.
  2. Application Submission (Form MD14): Submit the import license application via the CDSCO MD Online Portal.
  3. Query Resolution: Address any queries from CDSCO promptly.
  4. License Grant (Form MD15): Upon satisfactory review, the import license is granted.

No test license is required for import licenses.

Import License Documents Required

Prepare the following documentation for MD15 license application:

  • Valid manufacturing license from the country of origin
  • Free Sale Certificate from the country of origin
  • ISO 13485:2016 Quality Management System Certificate
  • CE Certificate or equivalent
  • Device Master File
  • Plant Master File
  • Wholesale license for the importer
  • Company Constitution documents

Timeline and Processing Duration

For the oxygen saturation/pulse rate simulator (Class A), expect the following timelines:

  • MD5 Manufacturing License:

    • Test License (MD13): 1.5 to 2 months
    • Product Testing: 1 to 1.5 months
    • Document Preparation: Variable (typically 1 month)
    • Application Review & Audit: 1 to 2 months
    • Total Time: Approximately 3 to 4 months
  • MD15 Import License:

    • Document preparation: 1 month
    • Application review and query resolution: 4 to 5 months
    • Total Time: Approximately 5 to 6 months

Government Fees and Costs

The fee structure for Class A devices is as follows:

  • MD5 Manufacturing License:

    • Application Fee: INR 5,000
    • Per Product Fee: INR 500
  • MD15 Import License:

    • Site Fee: USD 1,000
    • Per Product Fee: USD 50

Note that additional costs may include testing fees at approved laboratories and fees payable to notified bodies for audits.

Common Challenges and Practical Solutions

Challenge 1: Delays in Testing and Audit

  • Solution: Pre-book testing slots at CDSCO-approved labs and select notified bodies early. Maintain close communication with auditors.

Challenge 2: Incomplete or Non-Compliant Documentation

Challenge 3: Managing Risk Management Compliance

  • Solution: Implement a robust risk management process following ISO 14971 principles (Risk Management) to satisfy CDSCO requirements.

Challenge 4: Responding to Queries Efficiently

  • Solution: Assign dedicated regulatory personnel to monitor application status and respond accurately within stipulated timelines.

Expert Consultation and Support

Navigating the CDSCO licensing process for oxygen saturation/pulse rate simulators demands expertise and meticulous planning. Our team has successfully supported over 500 companies in obtaining MD5 and MD15 licenses by:

  • Providing end-to-end application preparation and submission support
  • Conducting gap analysis on existing documents
  • Coordinating with notified bodies and testing labs
  • Assisting in audit preparedness and query resolution

Our personalized consultancy reduces approval timelines, mitigates risks of rejection, and ensures compliance with the latest regulatory updates.

Getting Started with Your CDSCO License Application

To commence your CDSCO licensing journey for the oxygen saturation/pulse rate simulator:

  1. Determine your licensing route: Decide whether you will manufacture in India (MD5) or import (MD15).
  2. Enroll on the CDSCO MD Online Portal: Register your organization and familiarize yourself with the platform.
  3. Initiate Test License Application (if manufacturing): Apply for Form MD13 at least 2 months before planned manufacturing.
  4. Engage with CDSCO-Approved Testing Laboratories and Notified Bodies: Plan testing and audit schedules early.
  5. Prepare comprehensive documentation: Leverage expert guides and templates.
  6. Submit your application via the CDSCO MD Online Portal
  7. Monitor application status and respond promptly to queries

Our team is ready to assist you at every step, ensuring a hassle-free and expedited approval process. Contact us today to leverage our 25+ years of regulatory expertise and secure your CDSCO license with confidence.

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About the Author

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Tails Azimuth
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